Job description
Company Description
Finance
Job Description
Top Skills:
Top Skills:
- Detail Oriented
- Excellent Communication Skills
- Multi-task in a fast-paced environment
- Strong Attention to detail
- Customer Service skills
- Advanced PC Skills
Maintain and develop regulatory knowledge to serve as a subject matter expert and central point of contact for SEC rule 17A-13.- Develop and maintain effective partnerships with all stakeholders on issues related to audit confirms.
- Manage, escalate, track and ensure resolution on issues that pose operational regulatory or reputational risk to the firm.
- Identify and contribute to operational risk projects related to strategic business initiatives.
- Ensures existence of mitigating controls and constantly question procedures, checklists and reports to ensure that they are current and accurate.
Additional Information
All your information will be kept confidential according to EEO guidelines.
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