Job description

Job Summary:

Our client is seeking experienced Financial & Wealth Advisors with a minimum book of business of $30-40m to provide financial planning and investment management services to their existing clients. The successful candidate will have the opportunity to work with large broker dealers, RIA Custodians, Independent RIAs, Banks, Private Wealth Advisory firms across the U.S. The ideal candidate must be located in North America and should not have been recently terminated from another advisor role.

Responsibilities:

Provide exceptional financial planning and investment management services to existing clients

Maintain and grow a minimum book of business of $30-40m

Identify and pursue new business opportunities with prospective clients

Collaborate with clients to understand their financial goals and create tailored investment plans to meet those goals

Stay informed about financial markets, economic trends, and industry news to advise clients on investment decisions

Communicate effectively with clients to provide regular updates on portfolio performance and investment strategy

Maintain compliance with all relevant laws, regulations, and industry standards

Requirements:

Bachelor's degree in finance, economics, or related field

Minimum of 5 years of experience as a Financial & Wealth Advisor

Proven track record of growing a book of business to a minimum of $30-40m

Active FINRA Series 7 and Series 63 licenses

Strong knowledge of financial markets, investment products, and economic trends

Excellent communication, interpersonal, and relationship-building skills

Ability to work independently and as part of a team

High level of integrity and professionalism

Not encumbered by a non-compete or non-solicit agreement that restricts bringing existing clients to a new practice

Located in North America

Qualifications:

Advanced degree in finance, economics, or related field

Additional licenses and certifications such as the CFA or CFP

Experience working with large broker dealers, RIA Custodians, Independent RIAs, Banks, Private Wealth Advisory firms across the U.S.

Experience with succession planning or the desire to have an exit strategy

If you believe you are qualified for this position and are currently in the job market or interested in making a change, please give me a call at 201-484-0331.

Job Type: Full-time

Pay: $80,000.00 - $100,000.00 per year

Schedule:

• 8 hour shift

Ability to commute/relocate:

• Southport, CT: Reliably commute or planning to relocate before starting work (Required)

Experience:

• Financial concepts: 1 year (Required)

Work Location: In person

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